image158

Deborah Salerno, Chief Compliance Officer

 

  

Deborah is an investment professional with over 40 years of experience in the securities industry ranging from portfolio management focused on new issues, deal structuring for small and microcap companies and syndicate management.  At PPMT Capital Deborah’s manages the firm’s GP/LP compliance and LP Issuance & Syndication, which are typically filed under the SEC Reg D 506b exemption. In addition, Deborah manages LP sales and syndication though Wealthforge Securities, where she holds series 7, 63 and 79 registrations.

Prior to joining PPMT Capital, Deborah was a founder and managing director of DAS Consulting, where she specialized in corporate finance consulting services for public and non-public entities seeking access to the capital markets via Red D, Reg A and other SEC exemptions. Deborah is a pioneer in the use of Form 10 “virgin” shell companies and has served as an officer and director of a many companies created through form 10 filings, each of which were successfully merged with, or acquired by, operating businesses.

In addition to her primary role at PPMT Capital, Deborah serves as a regulatory advisor to PPMT Strategic Group, a tax, accounting and corporate consulting affiliate of PPMT Capital.  

 

Education: 

B.S., Business Administration, Pace University, 2004, New York

Certificate in Financial Management Services, 2004, Tulane University – A.B. Freedman School of Business